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FINRA Awards for G. Wayne Hills

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0173603/29/2021Claimant(s): Philip Weyhe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hills
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
09-0067107/09/2012Claimant(s): Nick Noriea, Noriea V Investments, Noriea VII Investments, Noriea XI Investments
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hills
Arbitrator(s): Allen J. Krouse, Thomas Edmond Mingledorff, Richard J. Clement
Hearing Site: New Orleans, LA
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