FINRA Awards for Jeffrey Pridey

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01909	05/25/2012	Claimant(s): Rose Kramer, Stanley Kramer, DRG Hendersonville TIC 13 LLC, TIC Ren Meadowlands 31, Mayer & Rose Kramer Inter Vivos Trst Ame, Mayer & Rose Kramer Inter Vivos Trust Claimant Lawyers(s): Jonah A. Toleno Respondent(s): Amy Grindstaff, Dale Hall, David Smith, Jeffrey Pridey, Kathleen Heshelow, Larry Behrends, Lawrence Lambert, Michelle Langer, Robert Tweed, Ronald Ellis, Capwest Securities., MAM Securities Respondent Lawyers(s): Corporate Officer, David L. Smith, H Thomas Fehn, Keith E. Grindstaff, Larry Ivan Behrends, Robert C. Rosen Arbitrator(s): Vincent J. Natoli, Robert F. Saint-Aubin, W. Alex King Hearing Site: Los Angeles, CA		$334,000
10-02249	11/25/2011	Claimant(s): Karen Trumper, Robert Trumper Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Dale Hall, Jeffrey Pridey, Kathleen Heshelow, Kent Pridey, Lawrence Lambert, Capwest Securities. Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Donald N. Tolin, Helen P. Love, Bruce J. Pederson Hearing Site: Denver, CO		$557,500