| 22-00560 | 12/19/2022 | Claimant(s): Erin Daniels
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BMO Harris Financial Advisors.
Respondent Lawyers(s): Maria L. Kreiter
Arbitrator(s): Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
| | |
| 21-01477 | 12/12/2022 | Claimant(s): Estate of Anita Mankowski
Claimant Lawyers(s): Maria L. Kreiter
Respondent(s): Morgan Stanley, Richard Behrendt
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Leon Fox, Susanne J. Hollander, Raymond P. Buschmann
Hearing Site: Milwaukee, WI
|  | $0 |
| 21-00471 | 05/11/2022 | Claimant(s): McHenry Savings Bank
Claimant Lawyers(s): Maria L. Kreiter
Respondent(s): Cambridge Investment Research., Vickie Benedetti, Cambridge Investment Research Advisors
Respondent Lawyers(s): Richard H. Kuhlman, Vickie Lynn Benedetti
Arbitrator(s): Daniel R. Formeller, Frances P. Kao, Cynthia Ross Polayes
Hearing Site: Chicago, IL
| | |
| 20-02707 | 09/27/2021 | Claimant(s): Erik Feldhaus
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BMO Harris Financial Advisors.
Respondent Lawyers(s): Maria L. Kreiter
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
| | |
| 21-00023 | 09/15/2021 | Claimant(s): Grant Cleghorn, Stephen Saeta
Claimant Lawyers(s): Zachary Morse
Respondent(s): Parnassus Funds Distributor
Respondent Lawyers(s): Maria L. Kreiter
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 16-02688 | 01/27/2017 | Claimant(s): M. Korbin
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): BMO Harris Financial Advisors.
Respondent Lawyers(s): Maria L. Kreiter
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
