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FINRA Awards for David Wolfe

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0246405/09/2024Claimant(s): Christian Blees
Claimant Lawyers(s): Christian W. Blees
Respondent(s): David Wolfe
Respondent Lawyers(s): David Sanford Wolfe
Arbitrator(s): Ilene T. Gormly, Eileen Joan Carpenter, William E Murray
Hearing Site: Denver, CO
19-0150809/27/2021Claimant(s): Diane Mindrum
Claimant Lawyers(s): James P Lucking
Respondent(s): David Wolfe, Aaron Capital Incorporated
Respondent Lawyers(s): James E. Bingham
Arbitrator(s): Daniel A. Seiver, Mark T Risner, Arnold Edward Landsman
Hearing Site: Los Angeles, CA
Checkmark Icon$178,814

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