Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00025 | 07/14/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Max S. Emmer Respondent(s): Gary Shumate Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): David M. Panko, Robin L. Lewis, Peter Edward Sheridan Hearing Site: Philadelphia, PA | ||
| 12-03242 | 05/06/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Brad Rude Respondent Lawyers(s): Marc Durant Arbitrator(s): Jim Geiger, John Joseph Borzi, Peter Edward Sheridan Hearing Site: Philadelphia, PA | ||
| 09-01881 | 06/07/2010 | Claimant(s): Betsy Klausman, Michael Klausman, IRA, MIchael Klausman, Roth IRA Claimant Lawyers(s): Glenn S. Gitomer Respondent(s): J. Alden Associates. Respondent Lawyers(s): Rita Durant Arbitrator(s): Benjamin F. Richards, Daniel E. Bacine, Peter Edward Sheridan Hearing Site: Philadelphia, PA |  | $0 |