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FINRA Awards for Daniel E. Bacine

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0204503/28/2013Claimant(s): James McDevitt
Claimant Lawyers(s): James Bruce McDevitt
Respondent(s): Dawn Dupre, PNC Investments
Respondent Lawyers(s): Deborah I. Ecker
Arbitrator(s): Daniel E. Bacine
Hearing Site: Philadelphia, PA
09-0188106/07/2010Claimant(s): Betsy Klausman, Michael Klausman, IRA, MIchael Klausman, Roth IRA
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): J. Alden Associates.
Respondent Lawyers(s): Rita Durant
Arbitrator(s): Benjamin F. Richards, Daniel E. Bacine, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
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