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FINRA Awards for Randy Mims IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0003312/16/2013Claimant(s): Phone Sales USA., Randy Mims IRA
Claimant Lawyers(s): Randy Mims
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Alan J. Blocher, Kenneth D. Morris, Robin L. Lewis
Hearing Site: Philadelphia, PA
Checkmark Icon$10,000

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