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FINRA Awards for Joel Joachim

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0140808/02/2016Claimant(s): Randi Dukoff
Claimant Lawyers(s): Timothy J. O'Connor, Esq.
Respondent(s): Joel Joachim, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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