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FINRA Awards for Robert S. Banks

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0017008/25/2015Claimant(s): Brian Nelson
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Robert S. Banks, Michael D. Weiner, Katherine H. O'Neil
Hearing Site: Portland, OR
14-0037803/20/2015Claimant(s): Shannon Soqui
Claimant Lawyers(s): Shannon Soqui
Respondent(s): Joseph Dimauro, Michael Clark, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino, Michael Kevin Clark
Arbitrator(s): Robert S. Banks, James F. Zotter, John P. Hughie
Hearing Site: Portland, OR
11-0234304/18/2012Claimant(s): Dorothy Bruss, Leo Bruss
Claimant Lawyers(s): Jan K. Kitchel
Respondent(s): Lee Gold, Steven Simone
Respondent Lawyers(s): Lee Alexander Gold, Steven John Simone
Arbitrator(s): Robert S. Banks, Mark A. Friel, John Goble Crawford
Hearing Site: Portland, OR
Checkmark Icon$226,576

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