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FINRA Awards for Frank J. Franzino

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0037803/20/2015Claimant(s): Shannon Soqui
Claimant Lawyers(s): Shannon Soqui
Respondent(s): Joseph Dimauro, Michael Clark, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino, Michael Kevin Clark
Arbitrator(s): Robert S. Banks, James F. Zotter, John P. Hughie
Hearing Site: Portland, OR
12-0238012/20/2013Claimant(s): Devis Zgrinskic
Claimant Lawyers(s): David Hirschberg
Respondent(s): Joseph DiMauro, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino
Arbitrator(s): J. Julie Jason, Keely D. Parr, Richard Gee
Hearing Site: New York, NY

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