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FINRA Awards for Jeffrey J. Kmoch

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0152112/15/2017Claimant(s): Grigoriy Muladzhanov
Claimant Lawyers(s): Grigoriy Muladzhanov
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
15-0335710/27/2016Claimant(s): Mustafa Er
Claimant Lawyers(s): Mustafa M. Er
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Roger J. Hawke, Julian F. Santos, David John Reilly
Hearing Site: New York, NY
09-0552804/19/2010Claimant(s): Gary Hicks
Claimant Lawyers(s): Gary D. Hicks
Respondent(s): Pruco Securities., The Prudential Insurance Company of Amer
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Donald W. McKenzie
Hearing Site: Indianapolis, IN

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