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FINRA Awards for The Prudential Insurance Company of Amer

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0392102/06/2014Claimant(s): Bryan Anderson
Claimant Lawyers(s): John G. Dana
Respondent(s): Pruco Securities., Thomas Brannan, The Prudential Insurance Company of Amer
Respondent Lawyers(s): E. Glenn Waldrop, Kevin D. Hofman
Arbitrator(s): Steven P. Gregory, Victor L. Hayslip, Charles Lange Clark
Hearing Site: Birmingham, AL
09-0552804/19/2010Claimant(s): Gary Hicks
Claimant Lawyers(s): Gary D. Hicks
Respondent(s): Pruco Securities., The Prudential Insurance Company of Amer
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Donald W. McKenzie
Hearing Site: Indianapolis, IN

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