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FINRA Awards for Jon Newman

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0021008/21/2023Claimant(s): Jon Newman
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Cutler, Jay Alan Kranis, Lynda Kommel-Browne
Hearing Site: New York, NY
07-0036710/12/2007Claimant(s): Stephen Clement
Claimant Lawyers(s): Stephen P. Clement
Respondent(s): Jon Newman
Respondent Lawyers(s): Andrew W. Bonekemper
Arbitrator(s): Ronnie Steinkoler, Paul Schiffres, Cynthia A. DiMarco
Hearing Site: New York, NY
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