Potomac Analytics' Logo

FINRA Awards for Arthur Traldi

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0203311/17/2023Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
21-0303810/09/2023Claimant(s): William Capece
Claimant Lawyers(s): Christopher Coss
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Stephen T. Mayhew, Gregory J. Spadea, Arthur Traldi
Hearing Site: Philadelphia, PA

2 Results

Display: