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FINRA Awards for Richard Hargis

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0351409/05/2024Claimant(s): Erik Snyder, Richard Hargis
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Diane Ciccone, Carol H. Gold, Joseph J. Dougherty
Hearing Site: Philadelphia, PA
15-0017412/07/2015Claimant(s): Larry Stawinski
Claimant Lawyers(s): Larry Donald Stawinski
Respondent(s): Emily Destrampe, Richard Hargis
Respondent Lawyers(s): Courtney A. Clark
Arbitrator(s): Edward A. Grupp
Hearing Site: Cleveland, OH
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