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FINRA Awards for R. Bradley Ziegler

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0066102/05/2024Claimant(s): Charles Roth, Jennifer Roth, Charles Roth IRA, Jennifer Roth IRA
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): Patrick Strubbe
Respondent Lawyers(s): R. Bradley Ziegler
Arbitrator(s): David M. Snyder, Alan E. Linden, Ronald Stephen Robins
Hearing Site: Orlando, FL
Checkmark IconExpungement
21-0274209/15/2023Claimant(s): Klenell Jensen
Claimant Lawyers(s): Brian Edwin Lahti
Respondent(s): Daniel Mann, Kyle Kirwan, Cornerstone Wealth Management
Respondent Lawyers(s): R. Bradley Ziegler
Arbitrator(s): Paul H. Lamboley, David L. Moran, Tina Alison Davis
Hearing Site: Salt Lake City, UT
Checkmark IconExpungement
17-0142701/23/2018Claimant(s): Preston Brown
Claimant Lawyers(s): Preston L. Brown
Respondent(s): Lamont Chandler
Respondent Lawyers(s): R. Bradley Ziegler
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Kansas City, MO
Checkmark Icon$0

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