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FINRA Awards for Mark L. Kowalsky

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0181312/31/2021Claimant(s): Dale Hadel, Global Technology., Dale Hadel Family Trust
Claimant Lawyers(s): Mark Kowalsky
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Patrick R. Sughroue, Earlene R. Baggett-Hayes, Dale Frederick Feigley
Hearing Site: Detroit, MI
Checkmark Icon$0
19-0014305/28/2019Claimant(s): Kenneth Volk
Claimant Lawyers(s): Mark Kowalsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
Checkmark Icon$15,300
10-0563405/07/2012Claimant(s): Robert Barry, Robert E. Barry IRA
Claimant Lawyers(s): Robert E. Barry
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mark L. Kowalsky, Patrick R. Sughroue, William P. Thorpe
Hearing Site: Detroit, MI
Checkmark Icon$0

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