Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00527 | 10/22/2019 | Claimant(s): Thomas Norris Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI | ||
| 11-03440 | 08/02/2012 | Claimant(s): Bogumila Combs-Nichols, Patrick Nichols Claimant Lawyers(s): Jack J. Mazzara Respondent(s): Thomas Norris, NFI Advisors., Norris Financial. Respondent Lawyers(s): Joseph H. Spiegel Arbitrator(s): Kenneth J. Safran Hearing Site: Detroit, MI |  | Expungement |