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FINRA Awards for Patricia A. Shaw IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0247312/03/2013Claimant(s): Patricia Shaw, Patricia A. Shaw IRA
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Arthur Penna
Respondent Lawyers(s): Arthur James Penna
Arbitrator(s): Patrick R. Sughroue, Jack L. Somers, Jonathan Edward Maire
Hearing Site: Detroit, MI
Checkmark Icon$15,000

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