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FINRA Awards for Susanna Rice

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0021804/23/2015Claimant(s): Michael Rice, Susanna Rice
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): John P. Gouttiere, Jack L. Somers, Anthony W. Candela
Hearing Site: Detroit, MI
Checkmark IconExpungement

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