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FINRA Awards for Peter L. Murray

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0328902/12/2019Claimant(s): Jessica Russell
Claimant Lawyers(s): John E Sutherland
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Ronald L. Cheney, Susan M. Thevenet, Peter L. Murray
Hearing Site: Augusta, ME
Checkmark IconExpungement
15-0210403/07/2018Claimant(s): Lee Abrahamsen, Robert Abrahamsen, Robert Abrahamsen SER IRA, Robert & Lee Abrahamsen JTWROS
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Joseph Ninivaggi, Craig Scott Capital
Respondent Lawyers(s): Craig Taddonio, Joseph Ninivaggi
Arbitrator(s): Jim Geiger, Gregory Hunter Mathews, Peter L. Murray
Hearing Site: Augusta, ME
Checkmark Icon$65,000
12-0125601/13/2014Claimant(s): Julie Amergian
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Robert S. Hark, Christopher C. Gorski, Peter L. Murray
Hearing Site: Augusta, ME
Checkmark IconExpungement

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