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FINRA Awards for Robert S. Hark

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0345806/13/2019Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
15-0009603/28/2017Claimant(s): Paul Garber
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Adam Lynn, Zachary Bader
Respondent Lawyers(s): Adam Lynn, Zachary T. Bader
Arbitrator(s): Richard J. Grahn, Robert S. Hark, John Edward Sylvester
Hearing Site: Augusta, ME
Checkmark Icon$76,267
12-0125601/13/2014Claimant(s): Julie Amergian
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Robert S. Hark, Christopher C. Gorski, Peter L. Murray
Hearing Site: Augusta, ME
Checkmark IconExpungement

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