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FINRA Awards for Tricia R DeLeon

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0256210/10/2024Claimant(s): Christopher Alvarez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Karen Roberts Washington, Chermaine Nkomo, Tricia R DeLeon
Hearing Site: Dallas, TX
20-0339202/21/2023Claimant(s): NexTrend Securities.
Claimant Lawyers(s): Leland C. de la Garza
Respondent(s): Mark Cherlin, Scott Offerman, Sonya Gotz
Respondent Lawyers(s): David J. Abell, Leland C. de la Garza
Arbitrator(s): Bill Lamoreaux, Karen Roberts Washington, Tricia R DeLeon
Hearing Site: Dallas, TX

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