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FINRA Awards for Stephen Lawler

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0002101/06/2022Claimant(s): Dierdre Hallick, Mark Hallick
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Securities America., Investacorp Inc., Stephen Lawler, First Allied Securities.
Respondent Lawyers(s): Justin Sacca, Sean T. Needham
Arbitrator(s): Leonard Arthur Nelson, Jonathan B. Gilbert, Stuart W. Smith
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206

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