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FINRA Awards for First Heartland Capital.

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0115312/17/2020Claimant(s): Ricky Higgins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Heartland Capital., Proequities.
Respondent Lawyers(s): Jeanne A. Jehle, Katie M. Kimbrell
Arbitrator(s): Richard S. Zaifert
Hearing Site: Columbia, SC
20-0077612/03/2020Claimant(s): Christopher Jacob
Claimant Lawyers(s): Brian Luther
Respondent(s): First Heartland Capital., Transamerica Financial Advisors
Respondent Lawyers(s): Jeanne A. Jehle, Susan D. Duff
Arbitrator(s): Robert J. Gryzmala
Hearing Site: St. Louis, MO
17-0195905/12/2018Claimant(s): Jay Hokanson
Claimant Lawyers(s): Owen Harnett
Respondent(s): First Heartland Capital.
Respondent Lawyers(s): David M. Hoff
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI

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