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FINRA Awards for William Paynter

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0285009/27/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): William Paynter
Respondent Lawyers(s): Laurence M. Landsman
Arbitrator(s): Richard D. Fincher, Floyd Gerry Hoffman, Dean Jackson Call
Hearing Site: Phoenix, AZ
19-0046008/15/2019Claimant(s): Hennessee Family Trust
Claimant Lawyers(s): Paul C. Cox
Respondent(s): Wells Fargo Clearing Services, William Paynter
Respondent Lawyers(s): Jeffrey Rodgers
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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