18-04091 | 10/20/2022 | Claimant(s): Manjunath Nathan, Arizona Medical Center, PLLC Claimant Lawyers(s): Leslie Schwaebe Akins Respondent(s): John Kelly, Lifemark Securities Corp. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, J. William Brammer Hearing Site: Phoenix, AZ
| | $0 |
18-00243 | 01/25/2019 | Claimant(s): Catherine Talman, Roger Talman, 1990 Talman Family Living Trust Claimant Lawyers(s): Leslie Schwaebe Akins Respondent(s): Wells Fargo Clearing Services, Timothy Cusick Respondent Lawyers(s): Judy Louie Arbitrator(s): Thaddeus J. Tecza, Mary C. Davis, Val D. Hornstein Hearing Site: Salt Lake City, UT
| | Expungement |
14-03425 | 06/17/2016 | Claimant(s): Ramona Hahn, Ramona Hahn IRA, Ramona Hahn Roth IRA, Ramona Hahn Family Trust DTD 08/04/2003 Claimant Lawyers(s): Leslie Schwaebe Akins Respondent(s): LPL Financial LLC, John Sherwin, Thomas Hokr, Edward Jones, Investors Capital Corp. Respondent Lawyers(s): Bentley P. Stansbury, Jon Kaplon, Michael A. Nagy Arbitrator(s): Guenter S. Cohn, Sally G. Williams, Vytas Tarulis Hearing Site: San Diego, CA
| | Expungement |