Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03425 | 06/17/2016 | Claimant(s): Ramona Hahn, Ramona Hahn IRA, Ramona Hahn Roth IRA, Ramona Hahn Family Trust DTD 08/04/2003 Claimant Lawyers(s): Leslie Schwaebe Akins Respondent(s): LPL Financial LLC, John Sherwin, Thomas Hokr, Edward Jones, Investors Capital Corp. Respondent Lawyers(s): Bentley P. Stansbury, Jon Kaplon, Michael A. Nagy Arbitrator(s): Guenter S. Cohn, Sally G. Williams, Vytas Tarulis Hearing Site: San Diego, CA |  | Expungement |