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FINRA Awards for Eric Bodner

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0287702/08/2018Claimant(s): Benjamin Sax, Eric Bodner
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollone
Arbitrator(s): William James Cortellessa
Hearing Site: New York, NY
16-0232012/19/2016Claimant(s): Eric Bodner
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
14-0235704/21/2015Claimant(s): Benjamin Sax, Eric Bodner
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): Deborah Friedman
Respondent Lawyers(s): John Ellis
Arbitrator(s): James D. Adducci
Hearing Site: Chicago, IL
Expungement

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