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FINRA Awards for Christopher Seebeck

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0015008/18/2016Claimant(s): David Vallieres
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, David Ridge, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James Christopher Lombardo, Joel M. Everest
Arbitrator(s): Lucie L. Sabella, Myron E. Levenson, Tina Scott Polsky
Hearing Site: Boca Raton, FL
13-0358807/31/2015Claimant(s): Georgianna Gimbel, John Gimbel
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, Cynthia Smith, Lawrence Green, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B Rounsville
Arbitrator(s): Monica I. Salis, Monroe Mitchel, Mervyn A. Feinstein
Hearing Site: Boca Raton, FL
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