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FINRA Awards for Global Financial Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0291303/08/2011Claimant(s): Grupo Internacional De Asesores, S.A.
Claimant Lawyers(s): Michael Zweiback
Respondent(s): Eduardo Bustani, Jane Bates, Ricardo Perusquia, Global Financial Services, L.L.P.
Respondent Lawyers(s): Alex J. Brown, Andrew R. Harvin
Arbitrator(s): John Michael Watson, Danielle L. Hargrove
Hearing Site: Houston, TX
Checkmark IconStipulated Award
08-0245703/09/2010Claimant(s): Estate of Juan Roberto Brittingham-McLea
Claimant Lawyers(s): Lance H. "Luke" Beshara
Respondent(s): Gerardo Chapa, Ricardo Perusquia, Robert Benjamin, Global Financial Services, L.L.C.
Respondent Lawyers(s): Adam P. Schiffer, Bruce M. Bettigole
Arbitrator(s): Martha Failing, Charles E. Martin, William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$370,000

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