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FINRA Awards for Alex J. Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0153701/23/2019Claimant(s): Leopold Brandenburg
Claimant Lawyers(s): Leopold R Brandenburg
Respondent(s): Charles Sawyer
Respondent Lawyers(s): Alex J. Brown
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$0
08-0291303/08/2011Claimant(s): Grupo Internacional De Asesores, S.A.
Claimant Lawyers(s): Michael Zweiback
Respondent(s): Eduardo Bustani, Jane Bates, Ricardo Perusquia, Global Financial Services, L.L.P.
Respondent Lawyers(s): Alex J. Brown, Andrew R. Harvin
Arbitrator(s): John Michael Watson, Danielle L. Hargrove
Hearing Site: Houston, TX
Checkmark IconStipulated Award

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