19-00411 | 11/14/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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19-00412 | 10/23/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Michael E. Rohde Hearing Site: San Diego, CA
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19-00413 | 10/04/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA
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12-02820 | 02/27/2013 | Claimant(s): Kimon Daifotis, Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Robert Rose, Russell Brautigam, Russel D. Brautigam Roth Conv. IRA, Tom L. Poe and Margie Elaine Poe JT TEN, Andrew M. Clark Designated Bene Plan/TOD, Courtney A. Jay Designated Bene Plan/TOD Respondent Lawyers(s): Thomas F. Shine Arbitrator(s): Randall T. Stack, Patricia Gunn, Ronald A. Isackson Hearing Site: Tampa, FL
| | Expungement |
09-05950 | 02/14/2012 | Claimant(s): Robert Rose, Russell Brautigam, Tom L. Poe and Margie Elaine Poe, Andrew M. Clark Designated Bene Plan/TOD, Courtney A. Jay Designated Bene Plan/TOD Claimant Lawyers(s): Christopher T. Vernon Respondent(s): Kimon Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Evelyn Best Arbitrator(s): Paul L. Matecki, William F. Glaser, Horace A. Andrews Hearing Site: Tampa, FL
| | Expungement |
07-00469 | 03/15/2010 | Claimant(s): Robert Rose Claimant Lawyers(s): Philip D. Dapeer Respondent(s): John Barnes, Sanah Chung Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert Bruce MacDonald, Kirtley M. Thiesmeyer, Kendall C. Reed Hearing Site: Los Angeles, CA
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