| 14-01210 | 03/17/2015 | Claimant(s): Quentin Anderson
Claimant Lawyers(s): Richard L. Grant
Respondent(s): Raymond, James & Associates., Eagle Asset Management, Eagle Fund Distributors.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Randall T. Stack, Muriel Desloovere, Rochelle Friedman Walk
Hearing Site: Tampa, FL
| | |
| 12-00841 | 07/03/2013 | Claimant(s): Julius Padgett
Claimant Lawyers(s): Julius Ronald Padgett
Respondent(s): Ameriprise Financial Services., Timothy Gillis
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Randall T. Stack, Gregory D. Hoffmann, Jack A. Helms
Hearing Site: Tampa, FL
|  | $0 |
| 12-02820 | 02/27/2013 | Claimant(s): Kimon Daifotis, Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Robert Rose, Russell Brautigam, Russel D. Brautigam Roth Conv. IRA, Tom L. Poe and Margie Elaine Poe JT TEN, Andrew M. Clark Designated Bene Plan/TOD, Courtney A. Jay Designated Bene Plan/TOD
Respondent Lawyers(s): Thomas F. Shine
Arbitrator(s): Randall T. Stack, Patricia Gunn, Ronald A. Isackson
Hearing Site: Tampa, FL
| | Expungement |
