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FINRA Awards for Charles B LaChaussee

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0212012/01/2020Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles B LaChaussee
Respondent(s): Brian Matz
Respondent Lawyers(s): Brian Joathan Matz
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
05-0429109/24/2010Claimant(s): Elaine Lambert, Winston Lambert, Dr. Elaine Lambert Employee CPP PL, Winston Lambert Invest. Employee MPP, Winston Lambert Investments Emp. PS PL
Claimant Lawyers(s): B. Ray Zoll, Reuben L. Nocos
Respondent(s): Wedbush Securities Inc., Christopher Short
Respondent Lawyers(s): Charles B LaChaussee, Christopher G. Short
Arbitrator(s): Donald S. Duerson, Jonathan H. Krotinger, Gary S. DeWeese
Hearing Site: San Francisco, CA
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