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FINRA Awards for Winston Lambert Invest. Employee MPP

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0429109/24/2010Claimant(s): Elaine Lambert, Winston Lambert, Dr. Elaine Lambert Employee CPP PL, Winston Lambert Invest. Employee MPP, Winston Lambert Investments Emp. PS PL
Claimant Lawyers(s): B. Ray Zoll, Reuben L. Nocos
Respondent(s): Wedbush Securities Inc., Christopher Short
Respondent Lawyers(s): Charles B LaChaussee, Christopher G. Short
Arbitrator(s): Donald S. Duerson, Jonathan H. Krotinger, Gary S. DeWeese
Hearing Site: San Francisco, CA
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