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FINRA Awards for Judith A. Cochrane

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0289601/14/2014Claimant(s): Dominick McGrath
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): John F. Cockburn, Judith A. Cochrane, Philip Aaron Tymon
Hearing Site: Helena, MT
Checkmark IconExpungement
07-0183903/09/2009Claimant(s): Shannon Miller
Claimant Lawyers(s): Shannon C. Miller
Respondent(s): WAMU Investments., Paul Budnek
Respondent Lawyers(s): Keith A. Ketterling
Arbitrator(s): Elizabeth L. Morrison, Judith A. Cochrane, Nancy J. Highness
Hearing Site: Seattle, WA
Checkmark Icon$14,880
06-0304210/03/2007Claimant(s): Kenneth Merwin
Claimant Lawyers(s): Kenneth Jeffrey Merwin
Respondent(s): Dennis Breitenstein
Respondent Lawyers(s): Dennis Lee Breitenstein
Arbitrator(s): James M. Shaker, Judith A. Cochrane, Lisa E. Schuchman
Hearing Site: Seattle, WA

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