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FINRA Awards for Nancy J. Highness

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0433109/28/2010Claimant(s): Helen Oathout, Joan Burdick, Peggy Armstrong
Claimant Lawyers(s): William Bankston
Respondent(s): Charles Schwab & Co.., Charles Schwab Corporation, Charles Schwab Financial Services Group, Charles Schwab Investment Management, In, Schwab Investments.
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Alexander H. Slivka, William J. Bender, Nancy J. Highness
Hearing Site: Anchorage, AK
Checkmark Icon$75,000
07-0183903/09/2009Claimant(s): Shannon Miller
Claimant Lawyers(s): Shannon C. Miller
Respondent(s): WAMU Investments., Paul Budnek
Respondent Lawyers(s): Keith A. Ketterling
Arbitrator(s): Elizabeth L. Morrison, Judith A. Cochrane, Nancy J. Highness
Hearing Site: Seattle, WA
Checkmark Icon$14,880

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