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FINRA Awards for Keith A. Ketterling

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0183903/09/2009Claimant(s): Shannon Miller
Claimant Lawyers(s): Shannon C. Miller
Respondent(s): WAMU Investments., Paul Budnek
Respondent Lawyers(s): Keith A. Ketterling
Arbitrator(s): Elizabeth L. Morrison, Judith A. Cochrane, Nancy J. Highness
Hearing Site: Seattle, WA
Checkmark Icon$14,880
08-0047811/20/2008Claimant(s): Paulson Investment Company.
Claimant Lawyers(s): Keith A. Ketterling
Respondent(s): Jason Swan
Respondent Lawyers(s): Jason R. Swan
Arbitrator(s): Alan J. Duncan
Hearing Site: Portland, OR

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