| 14-03194 | 09/08/2016 | Claimant(s): Douglas Caron
Claimant Lawyers(s): Douglas R. Caron
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Michael Clear
Arbitrator(s): James M. Shaker, Scott D. Rash, Akili Lucilla Estrella
Hearing Site: Seattle, WA
|  | $0 |
| 11-04703 | 03/20/2014 | Claimant(s): Daniel Levine, Stacy Levine
Claimant Lawyers(s): Mathew L. Harrington
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): James M. Shaker, Imants J. Leskinovitch, David William Hickman
Hearing Site: Seattle, WA
| | Expungement |
| 09-00522 | 06/25/2009 | Claimant(s): Michael R. Ladanyi, IRA
Claimant Lawyers(s): Michael R. Ladanyi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James M. Shaker
Hearing Site: Seattle, WA
| | $88 |
| 06-03042 | 10/03/2007 | Claimant(s): Kenneth Merwin
Claimant Lawyers(s): Kenneth Jeffrey Merwin
Respondent(s): Dennis Breitenstein
Respondent Lawyers(s): Dennis Lee Breitenstein
Arbitrator(s): James M. Shaker, Judith A. Cochrane, Lisa E. Schuchman
Hearing Site: Seattle, WA
| | |
