Potomac Analytics' Logo

FINRA Awards for Richard Baer

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0159104/07/2021Claimant(s): Richard Baer
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Lefcourt Financial Group.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
20-0159302/02/2021Claimant(s): Richard Baer
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Lion Street Financial
Respondent Lawyers(s): John Burmeister
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
20-0159201/29/2021Claimant(s): Richard Baer
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): John Hancock Distributors LLC
Respondent Lawyers(s): William A. Gottlieb
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA

3 Results

Display: