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FINRA Awards for William A. Gottlieb

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0214903/04/2021Claimant(s): Jeremy Benoit
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): John Hancock Mutual Life Insurance Co.
Respondent Lawyers(s): William A. Gottlieb
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
20-0159201/29/2021Claimant(s): Richard Baer
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): John Hancock Distributors LLC
Respondent Lawyers(s): William A. Gottlieb
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
09-0366002/16/2012Claimant(s):
Claimant Lawyers(s):
Respondent(s): Fuad Mansour, Signator Investors., John Hancock Mutual Life Insurance Com
Respondent Lawyers(s): John C. Holmes, Mark J Hancock, William A. Gottlieb
Arbitrator(s): Ferdinand Schoch, Robert Hilton Keller, Edward J. Harkins
Hearing Site: San Francisco, CA
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