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FINRA Awards for Warren Gonzales

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0106902/16/2022Claimant(s): Warren Gonzales
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
Checkmark IconDismissed by Rule 12206

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