FINRA Awards for Steven A. Siegel

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01279	03/27/2017	Claimant(s): Mauricio Cardenas Claimant Lawyers(s): Chase Carlson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Richard J. Fuller, Clarence B. Johnson, CLU, ChFC, Sammia Pratt Hearing Site: Orlando, FL
15-01280	03/09/2017	Claimant(s): Michael Montalvo Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Mark R. Topper, Thomas Roe Oldt, Ronald Charles Waters Hearing Site: Orlando, FL
15-03419	02/16/2017	Claimant(s): Jose Patino Claimant Lawyers(s): Joseph S. Van de Bogart Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Barry David Thorpe, Mark A Bilawsky, Bernardo Hevia Hearing Site: Boca Raton, FL
15-01664	07/18/2016	Claimant(s): Tommy Ayala-Rivera Claimant Lawyers(s): Tommy Ayala-Rivera Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Gregory D. Hoffmann, Donald N. Malawsky, Gary E. Marcus Hearing Site: Tampa, FL
14-02514	02/24/2015	Claimant(s): Evan Pedone Claimant Lawyers(s): Evan M. Pedone Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Audrey Belitz Rauchway Hearing Site: Tampa, FL
13-02414	04/15/2014	Claimant(s): Steliana Torres Claimant Lawyers(s): Steliana Torres Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL