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FINRA Awards for Francis R. Filosa

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0388211/30/2007Claimant(s): Francis Filosa
Claimant Lawyers(s): Francis R. Filosa
Respondent(s): Alan Avedissian, Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): CathyLyn Rossi, William Marlin Turner, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
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