FINRA Awards for Karen Winston TTEE Winston Living Trust

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03008	09/20/2012	Claimant(s): Karen Winston TTEE Winston Living Trust Claimant Lawyers(s): Arthur S. Leider Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert W. Vernon, Louis R. Eglash, CathyLyn Rossi Hearing Site: Los Angeles, CA		Expungement