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FINRA Awards for Thomas Frothingham

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0530711/23/2011Claimant(s): Thomas Frothingham
Claimant Lawyers(s): Louis H. Miron
Respondent(s): James Conlin, Kabrik Trading LLC
Respondent Lawyers(s): James Conlin
Arbitrator(s): Harold Webb
Hearing Site: New York, NY

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