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FINRA Awards for Rockefeller Financial LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0174304/30/2024Claimant(s): Francis Amsler, Marc Laborde
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Rockefeller Financial LLC
Respondent Lawyers(s): William Fenrich
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX

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