Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06496 | 06/17/2011 | Claimant(s): Metal Finishing Association of S. CA Claimant Lawyers(s): William B. Young Respondent(s): Wachovia Securities, Evergreen Investment Services. Respondent Lawyers(s): Kevin K. Fitzgerald Arbitrator(s): Robert D. Sussin, George L. Tindall, Paul Frederick Meyer Hearing Site: Los Angeles, CA |  | Stipulated Award and Expungement |
| 08-03963 | 01/28/2011 | Claimant(s): Ruth Paulsen by David Paulsen thr POA Claimant Lawyers(s): Herbert Rubin Respondent(s): Wachovia Securities, Evergreen Investment Services. Respondent Lawyers(s): Joseph P. Pohl Arbitrator(s): Allan E. Johnson, John Nino Brenkovich, Richard Gee Hearing Site: New York, NY | | $27,015 |