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FINRA Awards for Metal Finishing Association of S. CA

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0649606/17/2011Claimant(s): Metal Finishing Association of S. CA
Claimant Lawyers(s): William B. Young
Respondent(s): Wachovia Securities, Evergreen Investment Services.
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Robert D. Sussin, George L. Tindall, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award and Expungement

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